J•••• W•••••• D••••••

• L•• F•••••••• L•• BD affiliated current
  since Mar 11, 2021 · Los Angeles, Ca
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 5, 2009 to Mar 12, 2021 · Century City, Ca
• A••••••••• A•••••• S•••••••• I••• unclassified
  May 29, 2009 to Oct 5, 2009 · Century City, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 5, 2002 to Mar 3, 2009 · Beverly Hills, Ca

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Mar 12, 2021, registered Mar 11, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••
  left Mar 3, 2009, registered May 29, 2009 (87 days) · Other

• ••• Locked
  Sep 15, 2026 · a•••••• registration ended · derived

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address