DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Alexander Dixon
Feed of 09/14/2026
At current firm
6 y
since Jan 17, 2020
In the industry
35 y
since Jul 5, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sovereign Wealth Advisors LLC independent RIA currentsince Jan 17, 2020 · Houston, Tx
- Sovereign Wealth Advisors LLC independent RIAJun 29, 2015 to Dec 31, 2019 · Houston, Tx
- First Midamerica Investment Corporation unclassifiedApr 1, 2005 to Oct 22, 2007 · Houston, Tx
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Nov 24, 2004 · Houston, Tx
- Quick & Reilly, Inc. unclassifiedDec 2, 2002 to Oct 20, 2004 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- First Midamerica Investment Corporation to Sovereign Wealth Advisors LLCleft Oct 22, 2007, registered Jun 29, 2015 (2807 days) · Other
- Banc Of America Investment Services, Inc. to First Midamerica Investment Corporationleft Nov 24, 2004, registered Apr 1, 2005 (128 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address