DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Joseph Cucchiaro
Feed of 09/14/2026
Also filed as Steve Cucchiaro
At current firm
10 y
since Jan 20, 2016
In the industry
35 y
since Oct 23, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- 3edge Asset Management, LP independent RIA currentsince Jan 20, 2016 · Naples, Fl
- Windhaven Investment Management, Inc. formerNov 10, 2010 to Jul 8, 2014 · Boston, Ma
- Windward Investment Management Inc unclassifiedNov 25, 1994 to Nov 18, 2010 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Windhaven Investment Management, Inc. to 3edge Asset Management, LPleft Jul 8, 2014, registered Jan 20, 2016 (561 days) · Other
- Windward Investment Management Inc to Windhaven Investment Management, Inc.left Nov 18, 2010, registered Nov 10, 2010 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address