RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•• C•••
- U•• F•••••••• S••••••••• L•• independent RIA currentsince Jan 31, 2013 · Belmont, Mi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 1, 2012 to Feb 1, 2013 · Belmont, Mi
- P••••••••• E•••••••• P•••••••• L•• formerOct 27, 2010 to Feb 6, 2012 · Belmont, Mi
- T••••••••• F•••••••• A•••••••• L•• to U•• F•••••••• S••••••••• L••left Feb 1, 2013, registered Jan 31, 2013 (-1 days) · Other
- P••••••••• E•••••••• P•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Feb 6, 2012, registered Feb 1, 2012 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address