RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• C••• Y••••••
- G•••••• P••• C•••••• M••••••••• L•• other currentsince Mar 26, 2013 · Gladstone, Nj
- R••••••••• A•••••••• L•• unclassifiedJul 12, 2005 to Dec 2, 2005 · Summit, Nj
- L•••••• C••••• C••• M••••••••• L••••• unclassifiedMay 25, 2004 to Jan 3, 2006 · Summit, Nj
- L•••••• C••••• C••• M••••••••• L••••• to R••••••••• A•••••••• L••left Jan 3, 2006, registered Jul 12, 2005 (-175 days) · Other
- R••••••••• A•••••••• L•• to G•••••• P••• C•••••• M••••••••• L••left Dec 2, 2005, registered Mar 26, 2013 (2671 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address