RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••••• F••••
- S••••• W••••• M••••••••• independent RIA currentsince Dec 4, 2023 · Rockford, Il
- B••••••••• W••••• M••••••••• formerFeb 17, 2015 to Mar 19, 2024 · Birmingham, Al
- W•••••• A•••••••• L•• independent RIAFeb 6, 2001 to Feb 9, 2015 · Birmingham, Al
- B••••••••• W••••• M••••••••• to S••••• W••••• M•••••••••left Mar 19, 2024, registered Dec 4, 2023 (-106 days) · RIA to RIA · moved with a team
- W•••••• A•••••••• L•• to B••••••••• W••••• M•••••••••left Feb 9, 2015, registered Feb 17, 2015 (8 days) · Other
- J•••• S••••• F•••• left B••••••••• W••••• M••••••••• for S••••• W••••• M••••••••• (registered 2023-12-04)Mar 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address