DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bryan Paul Bogen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bryan P Bogen
At current firm
31 y
since Jul 10, 1995
In the industry
34 y
since Feb 4, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Hamden, Ct
- Spectrum Financial Strategies Inc former currentsince Jul 10, 1995 · Hamden, Ct
- Summit Financial Group Inc formerSep 17, 2012 to May 20, 2021 · Hamden, Ct
- Dominari Securities LLC independent RIAJan 24, 2002 to Oct 4, 2012 · Hamden, Ct
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Cetera Investment Advisers LLCleft May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
- Dominari Securities LLC to Summit Financial Group Incleft Oct 4, 2012, registered Sep 17, 2012 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address