DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jerome Jacob Kahn
Feed of 09/14/2026
Also filed as Jerry Kahn
At current firm
4 y
since Dec 8, 2021
In the industry
27 y
since Jun 18, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Dec 8, 2021 · Downers Grove, Il
- Highpoint Advisor Group, LLC formerJun 23, 2021 to Dec 31, 2021 · Noblesville, In
- LPL Financial LLC BD affiliatedSep 8, 2009 to Feb 24, 2022 · Northfield, Il
- Waterstone Financial Group, Inc. unclassifiedOct 12, 2004 to Sep 8, 2009 · Northbrook, Il
- Osaic Wealth, Inc. BD affiliatedSep 7, 2004 to Sep 23, 2004 · Northfield, Il
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Highpoint Advisor Group, LLCleft Feb 24, 2022, registered Jun 23, 2021 (-246 days) · Affiliated broker-dealer or bank to independent RIA
- Highpoint Advisor Group, LLC to Highpoint Planning Partnersleft Dec 31, 2021, registered Dec 8, 2021 (-23 days) · corporate re-registration, not a move
- Waterstone Financial Group, Inc. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- Osaic Wealth, Inc. to Waterstone Financial Group, Inc.left Sep 23, 2004, registered Oct 12, 2004 (19 days) · Other
Signals
- Jerome Jacob Kahn left Lpl Financial Llc for Highpoint Advisor Group, Llc (registered 2021-06-23)Feb 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address