DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
T Dewitt Buchanan
Feed of 09/14/2026
Also filed as Thomas Dewitt Buchanan
At current firm
5 y
since Jul 7, 2021
In the industry
35 y
since Mar 11, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Jul 7, 2021 · Downers Grove, Il
- Highpoint Advisor Group, LLC formerDec 15, 2017 to Jul 7, 2021 · Channahon, Il
- Safe Harbor Retirement Consultants, LLC unclassifiedJul 21, 2015 to Dec 31, 2017 · Channahon, Il
- Ameriprise Financial Services, LLC national BDFeb 6, 1998 to Jul 20, 2015 · Shorewood, Il
Moves
a registration end followed by a registration begin elsewhere
- Highpoint Advisor Group, LLC to Ausdal Financial Partners, Inc.left Jul 7, 2021, registered Jul 7, 2021 (0 days) · RIA to RIA
- Safe Harbor Retirement Consultants, LLC to Highpoint Advisor Group, LLCleft Dec 31, 2017, registered Dec 15, 2017 (-16 days) · Other
- Ameriprise Financial Services, LLC to Safe Harbor Retirement Consultants, LLCleft Jul 20, 2015, registered Jul 21, 2015 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address