DFX Intelligence
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Registered advisor
K•••• D••••••• E•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K•••• D• E•••••
At current firm
10 y
since May 2, 2016
In the industry
33 y
since Apr 7, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 2, 2016 · Montclair, Nj
- O•••• F•• I••• formerSep 22, 1997 to Jan 31, 2006 · Ridgewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to K••••• A••••••• S•••••••• L••left Jan 31, 2006, registered May 2, 2016 (3744 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address