DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Malcolm Greene Chace
Feed of 09/14/2026
Also filed as Malcolm Greene Chace
At current firm
8 y
since Aug 16, 2018
In the industry
30 y
since Aug 8, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Canton Hathaway LLC independent RIA currentsince Aug 16, 2018 · Providence, Ri
- Whalerock Point Partners, LLC independent RIAMar 27, 2015 to Aug 7, 2018 · West Palm Beach, Fl
- Oppenheimer & Co. Inc. BD affiliatedSep 16, 2009 to Mar 4, 2013 · Providence, Ri
- Baldwin Wealth Partners, LLC independent RIASep 29, 1997 to Sep 25, 2012 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Whalerock Point Partners, LLC to Canton Hathaway LLCleft Aug 7, 2018, registered Aug 16, 2018 (9 days) · RIA to a newly registered adviser · moved with a team
- Oppenheimer & Co. Inc. to Whalerock Point Partners, LLCleft Mar 4, 2013, registered Mar 27, 2015 (753 days) · Other
- Baldwin Wealth Partners, LLC to Oppenheimer & Co. Inc.left Sep 25, 2012, registered Sep 16, 2009 (-1105 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address