RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J•••• B•••••••
- O•••• W•••••• I••• BD affiliated currentsince Mar 27, 2024 · Omaha, Ne
- L•• F•••••••• L•• BD affiliatedFeb 12, 2020 to Mar 25, 2024 · Eldon, Ia
- S••••• F•••••••• G•••• I•• formerAug 27, 2015 to Sep 29, 2020 · Omaha, Ne
- S•• I••••••••• I••• formerSep 23, 2009 to Aug 27, 2015 · Omaha, Ne
- A••••••• A••••••• S••••••• formerApr 4, 2003 to Sep 16, 2009 · Lincoln, Ne
- L•• F•••••••• L•• to O•••• W•••••• I•••left Mar 25, 2024, registered Mar 27, 2024 (2 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• G•••• I•• to L•• F•••••••• L••left Sep 29, 2020, registered Feb 12, 2020 (-230 days) · Affiliated broker-dealer or bank to another
- S•• I••••••••• I••• to S••••• F•••••••• G•••• I••left Aug 27, 2015, registered Aug 27, 2015 (0 days) · Other
- A••••••• A••••••• S••••••• to S•• I••••••••• I•••left Sep 16, 2009, registered Sep 23, 2009 (7 days) · Other
- J•••••• J•••• B••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2024-03-27)Mar 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address