C•••• J••• K••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 8, 2009 · Rockford, Il
• W••••••••• F•••••••• G••••• I••• unclassified
  Dec 4, 2008 to Sep 16, 2009 · Boston, Ma
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Jan 29, 2008 to Dec 5, 2008 · Rockford, Il

• W••••••••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Sep 16, 2009, registered Sep 8, 2009 (-8 days) · corporate re-registration, not a move
• R••••• W• B•••• • C•• I••••••••• to W••••••••• F•••••••• G••••• I•••
  left Dec 5, 2008, registered Dec 4, 2008 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address