RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• E••••• F•••••
- F••••• I••••••••• S••••••• state registered currentsince Nov 27, 2020 · Lexington, Ky
- D••••• F•••••••• G••••• L•• independent RIAJun 25, 2010 to Dec 13, 2013 · Lexington, Ky
- F••••• I••••••••• S••••••• L•• unclassifiedJan 5, 2010 to Jun 8, 2010
- D••••• F•••••••• G••••• L•• to F••••• I••••••••• S•••••••left Dec 13, 2013, registered Nov 27, 2020 (2541 days) · Other
- F••••• I••••••••• S••••••• L•• to D••••• F•••••••• G••••• L••left Jun 8, 2010, registered Jun 25, 2010 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address