DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•• R••••• G••••

C••••• • A••••••••• I•••independent RIACedar Park, Tx dual registrantIAPD 2128590

Feed of 09/14/2026

Also filed as Bob G••••

At current firm

12 y

since Oct 3, 2013

In the industry

35 y

since May 3, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• • A••••••••• I••• independent RIA current
since Oct 3, 2013 · Cedar Park, Tx
W•••••• • R••• former
Jul 30, 2012 to Sep 5, 2013 · Austin, Tx
S••• I••••••••• C•••••• independent RIA
Jan 5, 2007 to Jul 20, 2012 · San Antonio, Tx
T• A••••••••• I••• former
Feb 24, 2005 to Feb 1, 2006 · Sugar Land, Tx
C•••••• A•••••••• I••• former
May 13, 2004 to Feb 10, 2005 · Oklahoma City, Ok
C•••••• S••••• • C••• I••• national BD
Oct 11, 2000 to May 5, 2004 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

W•••••• • R••• to C••••• • A••••••••• I•••
left Sep 5, 2013, registered Oct 3, 2013 (28 days) · Other
S••• I••••••••• C•••••• to W•••••• • R•••
left Jul 20, 2012, registered Jul 30, 2012 (10 days) · Other
T• A••••••••• I••• to S••• I••••••••• C••••••
left Feb 1, 2006, registered Jan 5, 2007 (338 days) · Other
C•••••• A•••••••• I••• to T• A••••••••• I•••
left Feb 10, 2005, registered Feb 24, 2005 (14 days) · Other
C•••••• S••••• • C••• I••• to C•••••• A•••••••• I•••
left May 5, 2004, registered May 13, 2004 (8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address