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Registered advisor
T••••• S•••••• C•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Steve Cooper
At current firm
8 y
since Jun 25, 2018
In the industry
35 y
since Mar 12, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 25, 2018 · Marathon, Fl
- I••••••••• P••••••••• I••• formerMar 19, 2012 to Sep 24, 2018 · San Antonio, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJun 9, 2008 to Mar 23, 2012 · Franklin, Tn
- S••••••• I••••••••• S•••••••• I••• formerJul 25, 2005 to Jun 24, 2008 · Brentwood, Tn
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 29, 2003 to Jul 7, 2005 · Hendersonville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJun 27, 2001 to Oct 22, 2002 · Hendersonville, Tn
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 24, 2018, registered Jun 25, 2018 (-91 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• P••••••••• I•••left Mar 23, 2012, registered Mar 19, 2012 (-4 days) · Other
- S••••••• I••••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 24, 2008, registered Jun 9, 2008 (-15 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 7, 2005, registered Jul 25, 2005 (18 days) · Other
- U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 22, 2002, registered Jan 29, 2003 (99 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address