RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• B•••• J•••••••
- C•••• I••••••••• R•••••••• L•• institutional currentsince Sep 8, 2014 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedNov 3, 2010 to Dec 31, 2011 · Atlanta, Ga
- C•••••••• A••••••• formerAug 2, 2010 to Nov 20, 2015 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedJun 4, 2007 to Aug 4, 2010 · Atlanta, Ga
- I•••••••• A••••••• I•• unclassifiedDec 10, 2004 to Nov 22, 2006 · Austin, Tx
- C•••••••• A••••••• to L•• F•••••••• L••left Nov 20, 2015, registered Nov 3, 2010 (-1843 days) · Other
- L•• F•••••••• L•• to C•••• I••••••••• R•••••••• L••left Dec 31, 2011, registered Sep 8, 2014 (982 days) · Other
- L•• F•••••••• L•• to C•••••••• A•••••••left Aug 4, 2010, registered Aug 2, 2010 (-2 days) · Other
- I•••••••• A••••••• I•• to L•• F•••••••• L••left Nov 22, 2006, registered Jun 4, 2007 (194 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address