RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C•••••• A••••
- Title
- Director of Fixed Incomereportedpvgassetmanagement.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•• A•••• M••••••••• C••• mixed wealth currentsince Jan 2, 2025 · Centennial, Co
- L•• F•••••••• L•• BD affiliatedSep 10, 2008 to Jul 17, 2020 · Littleton, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 31, 2008 · Denver, Co
- C••••••• I••••••••• S••••••• unclassifiedMay 31, 2006 to May 29, 2007 · Denver, Co
- M••••• S•••••• D• I••• unclassifiedApr 26, 2001 to Jan 5, 2006 · Denver, Co
- L•• F•••••••• L•• to P•• A•••• M••••••••• C•••left Jul 17, 2020, registered Jan 2, 2025 (1630 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Jul 31, 2008, registered Sep 10, 2008 (41 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Jan 5, 2006, registered May 31, 2006 (146 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address