RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• D•••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 2, 2026 · Bloomington, In
- R•••••• J•••• • A••••••••• I••• national BDFeb 19, 2009 to Apr 2, 2026 · Bloomington, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 9, 2006 to Feb 24, 2009 · Indianapolis, In
- J••••• H•••••••• W••• L••••• L•• formerFeb 3, 1999 to Feb 16, 2006 · Bloomington, In
- R•••••• J•••• • A••••••••• I••• to M••••• W••••• M••••••••• L••left Apr 2, 2026, registered Apr 2, 2026 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 24, 2009, registered Feb 19, 2009 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- J••••• H•••••••• W••• L••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 16, 2006, registered Feb 9, 2006 (-7 days) · Other
- R••••• J••• D••••••• left R•••••• J•••• • A••••••••• I••• for M••••• W••••• M••••••••• L•• (registered 2026-04-02)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address