DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• J• M•••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
12 y
since Oct 14, 2013
In the industry
27 y
since Mar 25, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Oct 14, 2013 · New York, Ny
- L•••• A•••••••• I••• unclassifiedJan 4, 2010 to Mar 30, 2020 · New York, Ny
- N•• A•••••• S•••••••• L•• formerFeb 5, 2007 to Nov 18, 2009 · Austin, Tx
- 1••• C•••••• M••••••••• C•••••• unclassifiedMay 3, 1999 to Feb 12, 2007 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 30, 2020, registered Oct 14, 2013 (-2359 days) · Other · moved with a team
- N•• A•••••• S•••••••• L•• to L•••• A•••••••• I•••left Nov 18, 2009, registered Jan 4, 2010 (47 days) · Other
- 1••• C•••••• M••••••••• C•••••• to N•• A•••••• S•••••••• L••left Feb 12, 2007, registered Feb 5, 2007 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address