DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Walter Healy

Destination Wealth Managementindependent RIAWalnut Creek, CaIA-onlyIAPD 2131366

Feed of 09/14/2026

Also filed as John W Healy

At current firm

1 y

since Dec 20, 2024

In the industry

21 y

since Aug 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Destination Wealth Management independent RIA current
since Dec 20, 2024 · Walnut Creek, Ca
LPL Enterprise, LLC BD affiliated
Sep 23, 2024 to Nov 20, 2024 · Fort Mill, Sc
Bancwest Investment Services, Inc. (Bwis) former
Jul 28, 2016 to Aug 24, 2023 · San Francisco, Ca
Nuveen Asset Management, LLC mixed wealth
Sep 1, 2011 to Jun 6, 2016 · Chicago, Il
Nuveen Fund Advisors, LLC asset manager
Oct 4, 2006 to Sep 1, 2011 · Chicago, Il
Edge Asset Management, Inc. former
Aug 24, 2005 to Apr 7, 2006 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Destination Wealth Management
left Nov 20, 2024, registered Dec 20, 2024 (30 days) · Other
Bancwest Investment Services, Inc. (Bwis) to LPL Enterprise, LLC
left Aug 24, 2023, registered Sep 23, 2024 (396 days) · Affiliated broker-dealer or bank to a newly registered adviser
Nuveen Asset Management, LLC to Bancwest Investment Services, Inc. (Bwis)
left Jun 6, 2016, registered Jul 28, 2016 (52 days) · Other
Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLC
left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
Edge Asset Management, Inc. to Nuveen Fund Advisors, LLC
left Apr 7, 2006, registered Oct 4, 2006 (180 days) · Other

Signals

John Walter Healy left Lpl Enterprise, Llc for Destination Wealth Management (registered 2024-12-20)
Nov 20, 2024 · Advisor changed firm · fact
John Walter Healy left Bancwest Investment Services, Inc. (Bwis) for Lpl Enterprise, Llc (registered 2024-09-23)
Aug 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address