S•••• M•••••

• O•••• I••••••••• I••• BD affiliated current
  since Dec 19, 2016 · Canton, Oh
• L•• F•••••••• L•• BD affiliated
  Sep 18, 2013 to Dec 13, 2016 · Canton, Oh
• F••••••••• A•••••••• I••• unclassified
  Jul 8, 2013 to Sep 18, 2013 · Massillon, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 19, 2011 to Feb 3, 2012 · Canton, Oh

• L•• F•••••••• L•• to O•••• I••••••••• I•••
  left Dec 13, 2016, registered Dec 19, 2016 (6 days) · Other
• F••••••••• A•••••••• I••• to L•• F•••••••• L••
  left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••••• A•••••••• I•••
  left Feb 3, 2012, registered Jul 8, 2013 (521 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address