RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Mark David Frederick
- Professional profile
- linkedin.com/in/mark-frederick-2952a411reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 12, 2020 · Roseville, Ca
- Frederick, Mark D. state registered currentsince Aug 16, 2018 · Roseville, Ca
- First Allied Advisory Services, Inc. formerJan 17, 2012 to Nov 12, 2020 · Roseville, Ca
- First Allied Advisory Services, Inc. to Frederick, Mark D.left Nov 12, 2020, registered Aug 16, 2018 (-819 days) · Affiliated broker-dealer or bank to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address