RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J•••• C•••••••
- C•••••• I••••••••• P•••••••• L•• asset manager currentsince Aug 28, 2026 · Austin, Tx
- P••••• I••••••••• A•••••••• I••• former currentsince Dec 1, 2021 · Tampa, Fl
- L•••• A•••••••• I••• unclassifiedJun 14, 2002 to Jan 4, 2010 · New York, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 1, 2002 to Dec 2, 2010 · Stamford, Ct
- M•• I•••••••• S•••••••• L•• to L•••• A•••••••• I•••left Dec 2, 2010, registered Jun 14, 2002 (-3093 days) · Other
- L•••• A•••••••• I••• to P••••• I••••••••• A•••••••• I•••left Jan 4, 2010, registered Dec 1, 2021 (4349 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address