RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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D•••• B• B•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 17, 2026 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedJul 18, 2019 to Sep 9, 2026 · Kerrville, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 3, 2016 to Jul 23, 2019 · Kerrville, Tx
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 1, 2006 to May 11, 2016 · Kerrville, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJun 21, 1991 to Nov 30, 2005 · Kerrville, Tx
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 9, 2026, registered Aug 17, 2026 (-23 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 23, 2019, registered Jul 18, 2019 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 11, 2016, registered May 3, 2016 (-8 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Nov 30, 2005, registered Mar 1, 2006 (91 days) · Other
- D•••• B• B••••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-17)Sep 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address