RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• T••••• C••••••
- B•• P•••••••• I••• BD affiliated currentsince Jan 7, 2019 · Selma, Al
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Mar 10, 2010 · Selma, Al
- F•••• L••••• S••••••••• L•• unclassifiedOct 8, 2008 to Feb 23, 2010 · Montgomery, Al
- S••••• F•••••••• S•••••••• I••• formerJun 23, 2008 to Sep 26, 2008 · Selma, Al
- F•••• L••••• S••••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Feb 23, 2010, registered Mar 10, 2010 (15 days) · Other
- S••••• F•••••••• S•••••••• I••• to F•••• L••••• S••••••••• L••left Sep 26, 2008, registered Oct 8, 2008 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address