RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• I•••• G•••••
- M• F••••••••• I••• state registered currentsince Jan 2, 2014 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• formerMar 1, 2012 to Dec 31, 2013 · Seattle, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 7, 2001 to Mar 1, 2012 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• to M• F••••••••• I•••left Dec 31, 2013, registered Jan 2, 2014 (2 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to K•• F•••••••• S•••••••• I••left Mar 1, 2012, registered Mar 1, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address