DFX Intelligence
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Registered advisor
K••••••• A•• D•••••
Feed of 09/14/2026
Also filed as K••••••• A•• M••••••••• A•• D•••
At current firm
1 y
since Jun 16, 2025
In the industry
30 y
since Jul 15, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 16, 2025 · Jacksonville Beach, Fl
- W•••• F•••• A••••••• wirehouseJul 29, 2013 to Jun 16, 2025 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 21, 2012 to Aug 14, 2013 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseJul 17, 2007 to Aug 7, 2012 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 25, 2005 to Oct 31, 2006 · Jacksonville, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 15, 2005 · Jacksonville, Fl
All 6 prior registrationsShow fewer
- P••••••••• E••••• G••••• L•• unclassifiedFeb 10, 2000 to Jul 1, 2003 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 16, 2025, registered Jun 16, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Aug 14, 2013, registered Jul 29, 2013 (-16 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Aug 7, 2012, registered Aug 21, 2012 (14 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 31, 2006, registered Jul 17, 2007 (259 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jul 15, 2005, registered Jul 25, 2005 (10 days) · Wirehouse to wirehouse
All 6 movesShow fewer
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address