DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• M••••• A••••••••

V•••••• V•••••••• P••••••• L••independent RIASylvania, OhIA-onlyIAPD 2146399

Feed of 09/14/2026

Also filed as P••• M A••••••••

At current firm

5 y

since Oct 12, 2020

In the industry

35 y

since Jul 25, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• V•••••••• P••••••• L•• independent RIA current
since Oct 12, 2020 · Sylvania, Oh
D••• R••• • C••••••• L•• independent RIA
Jan 9, 2018 to Oct 5, 2020 · Toledo, Oh
R•••••• W••••• independent RIA
Nov 17, 2010 to Dec 31, 2017 · Toledo, Oh
N•• A•••••••• I••• unclassified
Mar 6, 2008 to Nov 2, 2010 · Toledo, Oh
H••••• F•••••••• S•••••••• L••• unclassified
Nov 4, 2003 to Dec 31, 2010 · Toledo, Oh
N•• F••••••••• I••• unclassified
Jan 14, 2003 to Oct 27, 2008 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

D••• R••• • C••••••• L•• to V•••••• V•••••••• P••••••• L••
left Oct 5, 2020, registered Oct 12, 2020 (7 days) · RIA to RIA · moved with a team
R•••••• W••••• to D••• R••• • C••••••• L••
left Dec 31, 2017, registered Jan 9, 2018 (9 days) · Other · moved with a team
H••••• F•••••••• S•••••••• L••• to N•• A•••••••• I•••
left Dec 31, 2010, registered Mar 6, 2008 (-1030 days) · Other
N•• A•••••••• I••• to R•••••• W•••••
left Nov 2, 2010, registered Nov 17, 2010 (15 days) · Other
N•• F••••••••• I••• to H••••• F•••••••• S•••••••• L•••
left Oct 27, 2008, registered Nov 4, 2003 (-1819 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address