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Registered advisor
M•••••• K•••• D•••
Feed of 09/14/2026
Also filed as M•••••• K••••
At current firm
9 y
since Mar 25, 2017
In the industry
22 y
since Aug 9, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Newtown Square, Pa
- M•• F•••••••• S•••••••• I••• formerJun 7, 2006 to Mar 25, 2017 · Havertown, Pa
- V••• F•••••••• P•••••••• L•• formerMar 16, 2005 to Apr 20, 2006 · Havertown, Pa
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- V••• F•••••••• P•••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 20, 2006, registered Jun 7, 2006 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address