RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• A••••
- A•••••• R••••••••• • W••••• M••••••••• L•• former currentsince Jul 31, 2025 · Ridgefield, Ct
- M•••• F•••••••• P••••••• L•• independent RIAMar 13, 2018 to Aug 5, 2025 · Maspeth, Ny
- A•• I••••••••• S•••••••• I••• asset managerMar 5, 2007 to Jul 3, 2017 · Shelton, Ct
- J••• H•••••• D••••••••• L•• unclassifiedJul 12, 2002 to Dec 31, 2006 · Santa Barbara, Ca
- M•••• F•••••••• P••••••• L•• to A•••••• R••••••••• • W••••• M••••••••• L••left Aug 5, 2025, registered Jul 31, 2025 (-5 days) · RIA to a newly registered adviser
- A•• I••••••••• S•••••••• I••• to M•••• F•••••••• P••••••• L••left Jul 3, 2017, registered Mar 13, 2018 (253 days) · Other
- J••• H•••••• D••••••••• L•• to A•• I••••••••• S•••••••• I•••left Dec 31, 2006, registered Mar 5, 2007 (64 days) · Other
- M•••••• W•••••• A•••• left M•••• F•••••••• P••••••• L•• for A•••••• R••••••••• • W••••• M••••••••• L•• (registered 2025-07-31)Aug 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address