RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• S•••••• W•••••••••
- A•••••••• S••••••••• L•• other currentsince Jul 8, 2025 · St Louis, Mo
- I•• institutional currentsince Jan 14, 2021 · Clayton, Mo
- H••••••• W••••• M••••••••• L•• formerMar 27, 2007 to Nov 27, 2007 · Bethesda, Md
- M•••••• W••••• M••••••••• unclassifiedNov 18, 2006 to Apr 11, 2007 · Bethesda, Md
- M••••• S•••••• D• I••• unclassifiedJun 21, 2002 to Feb 16, 2005 · Bethesda, Md
- H••••••• W••••• M••••••••• L•• to I••left Nov 27, 2007, registered Jan 14, 2021 (4797 days) · Other
- M•••••• W••••• M••••••••• to H••••••• W••••• M••••••••• L••left Apr 11, 2007, registered Mar 27, 2007 (-15 days) · Other
- M••••• S•••••• D• I••• to M•••••• W••••• M•••••••••left Feb 16, 2005, registered Nov 18, 2006 (640 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address