RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••••• C••••••
- C•••••• W••••• M••••••••• I••• state registered currentsince Dec 17, 2009 · Chesterfield, Mo
- L•• F•••••••• L•• BD affiliatedFeb 16, 2007 to Dec 22, 2009 · Chesterfield, Mo
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 28, 2003 to Feb 20, 2007 · Clayton, Mo
- L•• F•••••••• L•• to C•••••• W••••• M••••••••• I•••left Dec 22, 2009, registered Dec 17, 2009 (-5 days) · Other
- A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••left Feb 20, 2007, registered Feb 16, 2007 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address