RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••••••• H••••
- O••••••••• • C•• I••• BD affiliated currentsince Aug 13, 2013 · Pickerington, Oh
- I••••• F•••••••• C••••••••• formerJan 12, 2009 to Aug 12, 2013 · Worthington, Oh
- F•• S••••••••• C••••••••• formerSep 5, 2007 to Feb 6, 2009 · Worthington, Oh
- O•••• F•• I••• formerNov 4, 2003 to Nov 9, 2005 · Columbus, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedApr 24, 2002 to Sep 25, 2003 · Columbus, Oh
- I••••• F•••••••• C••••••••• to O••••••••• • C•• I•••left Aug 12, 2013, registered Aug 13, 2013 (1 days) · Other
- F•• S••••••••• C••••••••• to I••••• F•••••••• C•••••••••left Feb 6, 2009, registered Jan 12, 2009 (-25 days) · Other
- O•••• F•• I••• to F•• S••••••••• C•••••••••left Nov 9, 2005, registered Sep 5, 2007 (665 days) · Other
- B••• O•• S••••••••• C••••••••• to O•••• F•• I•••left Sep 25, 2003, registered Nov 4, 2003 (40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address