DFX Intelligence
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Registered advisor
B•••• S••• R••••••
Feed of 09/15/2026
Also filed as B•••• S••• R••••••
At current firm
21 y
since Apr 22, 2005
In the industry
35 y
since Jun 1, 1991 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
4
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince May 12, 2010 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince May 12, 2010 · Cockeysville, Md
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 11, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Apr 22, 2005 · Cockeysville, Md
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address