RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• K•• D•••••
- F•••• M•••••••• C•• L•• BD affiliated currentsince May 26, 2026 · Greenwich, Ct
- B••••••• C•••••• M••••••••• L•• independent RIANov 4, 2010 to Jul 30, 2026 · Darien, Ct
- B••••••• U••• I••• unclassifiedJun 4, 2007 to Mar 1, 2010 · Stamford, Ct
- B••••••• C•••••• M••••••••• L•• to F•••• M•••••••• C•• L••left Jul 30, 2026, registered May 26, 2026 (-65 days) · RIA to affiliated broker-dealer or bank
- B••••••• U••• I••• to B••••••• C•••••• M••••••••• L••left Mar 1, 2010, registered Nov 4, 2010 (248 days) · Other
- L•••• K•• D••••• left B••••••• C•••••• M••••••••• L•• for F•••• M•••••••• C•• L•• (registered 2026-05-26)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address