RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••• C•••••
- B•••• S•••• G••••• L•• independent RIA currentsince Dec 14, 2023 · Boulder, Co
- F••••• A•••• M••••••••• formerMay 15, 2015 to Jan 18, 2017 · Denver, Co
- D•••••••• P•••••••• M••••••••• unclassifiedMar 20, 2003 to Dec 31, 2004 · Santa Monica, Ca
- F••••• A•••• M••••••••• to B•••• S•••• G••••• L••left Jan 18, 2017, registered Dec 14, 2023 (2521 days) · Other
- D•••••••• P•••••••• M••••••••• to F••••• A•••• M•••••••••left Dec 31, 2004, registered May 15, 2015 (3787 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address