DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rebecca Marie Hellman
Feed of 09/14/2026
At current firm
0 y
since Aug 25, 2026
In the industry
33 y
since Jul 8, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Aug 25, 2026 · Kirkland, Wa
- Stifel, Nicolaus & Company, Incorporated national BDMar 14, 2017 to Sep 2, 2026 · Seattle, Wa
- Robert W. Baird & Co. Incorporated mixed wealthNov 7, 2014 to Mar 29, 2017 · Seattle, Wa
- Mcadams Wright Ragen, Inc. formerJun 19, 2009 to Nov 7, 2014 · Seattle, Wa
- UBS Financial Services Inc. wirehouseAug 12, 2006 to Jul 2, 2009 · Seattle, Wa
- Piper Sandler & Co. institutionalNov 1, 2000 to Aug 12, 2006 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to Raymond James & Associates, Inc.left Sep 2, 2026, registered Aug 25, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- Robert W. Baird & Co. Incorporated to Stifel, Nicolaus & Company, Incorporatedleft Mar 29, 2017, registered Mar 14, 2017 (-15 days) · Other · moved with a team
- Mcadams Wright Ragen, Inc. to Robert W. Baird & Co. Incorporatedleft Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Mcadams Wright Ragen, Inc.left Jul 2, 2009, registered Jun 19, 2009 (-13 days) · Other
- Piper Sandler & Co. to UBS Financial Services Inc.left Aug 12, 2006, registered Aug 12, 2006 (0 days) · corporate re-registration, not a move
Signals
- Rebecca Marie Hellman left Stifel, Nicolaus & Company, Incorporated for Raymond James & Associates, Inc. (registered 2026-08-25)Sep 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address