RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J•••• L•••••
- P••• F•••••••• S•••••••• I••• state registered currentsince Jan 8, 2019 · Pittsburgh, Pa
- V••• W••••• • B•••••• S•••••••• L•• state registeredJul 16, 2015 to Dec 5, 2018 · Altoona, Pa
- D••••••• C•••••• A•••••••• L•• formerNov 29, 2010 to May 29, 2015 · Pittsburgh, Pa
- B•• I••••••••• M••••••••• I••• formerMar 11, 2009 to Mar 31, 2010 · Pittsburgh, Pa
- P•••••• W••••• M••••••••• L•• unclassifiedFeb 9, 2006 to Feb 13, 2009 · Pittsburgh, Pa
- H••••••• C•••••• M••••••••• L•• unclassifiedApr 17, 2003 to May 2, 2005 · Tucson, Az
- V••• W••••• • B•••••• S•••••••• L•• to P••• F•••••••• S•••••••• I•••left Dec 5, 2018, registered Jan 8, 2019 (34 days) · Other
- D••••••• C•••••• A•••••••• L•• to V••• W••••• • B•••••• S•••••••• L••left May 29, 2015, registered Jul 16, 2015 (48 days) · Other
- B•• I••••••••• M••••••••• I••• to D••••••• C•••••• A•••••••• L••left Mar 31, 2010, registered Nov 29, 2010 (243 days) · Other
- P•••••• W••••• M••••••••• L•• to B•• I••••••••• M••••••••• I•••left Feb 13, 2009, registered Mar 11, 2009 (26 days) · Other
- H••••••• C•••••• M••••••••• L•• to P•••••• W••••• M••••••••• L••left May 2, 2005, registered Feb 9, 2006 (283 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address