M•••••• P•••••• B••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Jan 7, 2014 · Boulder, Co
• G••••••••• W••••• M••••••••• L•• unclassified
  Jun 15, 2009 to Mar 19, 2014 · Boulder, Co
• A•••• G•••• unclassified
  May 11, 2000 to May 7, 2007 · Boulder, Co
• A•••• A••••••• I••• unclassified
  Jan 1, 1999 to May 7, 2007 · Boulder, Co

• G••••••••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Mar 19, 2014, registered Jan 7, 2014 (-71 days) · Other
• A•••• A••••••• I••• to A•••• G••••
  left May 7, 2007, registered May 11, 2000 (-2552 days) · Other
• A•••• G•••• to G••••••••• W••••• M••••••••• L••
  left May 7, 2007, registered Jun 15, 2009 (770 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address