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Registered advisor
S•••••• R••••• C••••••
Feed of 09/14/2026
At current firm
21 y
since Feb 18, 2005
In the industry
34 y
since Oct 17, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••• H••••• C•••••• M••••••••• L•• state registered currentsince Feb 18, 2005 · Marshfield, Ma
- L••• M•••• W••• W•••••• I••••••••• unclassifiedNov 22, 2002 to Feb 16, 2005 · Boston, Ma
- P••••••• L•• unclassifiedJun 27, 2002 to Nov 25, 2002 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- L••• M•••• W••• W•••••• I••••••••• to S••• H••••• C•••••• M••••••••• L••left Feb 16, 2005, registered Feb 18, 2005 (2 days) · Other
- P••••••• L•• to L••• M•••• W••• W•••••• I•••••••••left Nov 25, 2002, registered Nov 22, 2002 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address