RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••••••• A••••••• independent RIA currentsince Aug 1, 2025 · Bedminster, Nj
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Aug 8, 2025 · Parsippany, Nj
- J• B• H•••••• • C•• unclassifiedJun 10, 2002 to Oct 9, 2009 · Parsippany, Nj
- R•• C•••••• M••••••• L•• to M••••••••• A•••••••left Aug 8, 2025, registered Aug 1, 2025 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
- G•••• A••••••• left R•• C•••••• M••••••• L•• for M••••••••• A••••••• (registered 2025-08-01)Aug 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address