RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• R••••• M•••••••
- N•••••• G•••• C••••••••• L•• institutional currentsince Jan 19, 2022 · Auburndale, Ma
- N•••••• G•••• C••••••••• L•• institutionalJan 17, 2018 to Dec 31, 2021 · Auburndale, Ma
- N•••••• G•••• S••••••••• I••• formerMar 23, 2011 to Dec 26, 2017 · Auburndale, Ma
- C•••• I••••••••• S••••••••• I••• unclassifiedJul 31, 2008 to Mar 15, 2011 · Braintree, Ma
- H•• I••••••••• A•••••••• L•• unclassifiedNov 19, 2002 to Jul 30, 2008 · Braintree, Ma
- N•••••• G•••• S••••••••• I••• to N•••••• G•••• C••••••••• L••left Dec 26, 2017, registered Jan 17, 2018 (22 days) · channel change inside one enterprise, not a move · moved with a team
- C•••• I••••••••• S••••••••• I••• to N•••••• G•••• S••••••••• I•••left Mar 15, 2011, registered Mar 23, 2011 (8 days) · Other
- H•• I••••••••• A•••••••• L•• to C•••• I••••••••• S••••••••• I•••left Jul 30, 2008, registered Jul 31, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address