RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••••• D•••••
- A•••• F•••••••• P•••••• C••••• G•••• state registered currentsince Mar 9, 2020 · West Chester, Pa
- I• A••••••• S•••••••• I••• formerAug 11, 2020 to Mar 12, 2025 · Jenkintown, Pa
- D••••• independent RIAFeb 14, 2008 to Apr 22, 2019 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 1, 1988 to Jul 3, 2002 · Wilmington, De
- I• A••••••• S•••••••• I••• to no registered destinationleft Mar 12, 2025 · Departure, no registered destination
- D••••• to A•••• F•••••••• P•••••• C••••• G••••left Apr 22, 2019, registered Mar 9, 2020 (322 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D•••••left Jul 3, 2002, registered Feb 14, 2008 (2052 days) · Other
- J•••• A•••••••• D••••• no longer registered at I• A••••••• S•••••••• I•••; no later IA registration on IAPDMar 12, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address