RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P••••• M•••
- A•••••••• P•••••••• L•• independent RIA currentsince Aug 17, 2021 · H••••••, Tx
- A••••• I••••••••• • A••••••• formerMar 28, 2013 to Aug 10, 2021 · H••••••, Tx
- H•••••• G••••• I••••••••• L•• unclassifiedNov 20, 2009 to Apr 3, 2013 · H••••••, Tx
- B•••• I•••••••• L• formerFeb 19, 2003 to Oct 14, 2008 · H••••••, Tx
- A••••• I••••••••• • A••••••• to A•••••••• P•••••••• L••left Aug 10, 2021, registered Aug 17, 2021 (7 days) · RIA to RIA · moved with a team
- H•••••• G••••• I••••••••• L•• to A••••• I••••••••• • A•••••••left Apr 3, 2013, registered Mar 28, 2013 (-6 days) · Other
- B•••• I•••••••• L• to H•••••• G••••• I••••••••• L••left Oct 14, 2008, registered Nov 20, 2009 (402 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address