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Registered advisor
S•••••• J• L••••
Feed of 09/14/2026
Also filed as S•••••• Jay L••••
At current firm
16 y
since Oct 1, 2009
In the industry
34 y
since Oct 3, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• O•• M••••••••• L•• state registered currentsince Oct 1, 2009 · Easton, Ct
- I••••• F•••••••• C••••••••• formerMar 11, 2005 to Aug 28, 2015 · Easton, Ct
- M••••• O•• M••••••••• L•• state registeredJun 11, 2003 to Dec 31, 2004 · Stamford, Ct
- O•••• W•••••• I••• BD affiliatedFeb 19, 2002 to May 3, 2004 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to M••••• O•• M••••••••• L••left Aug 28, 2015, registered Oct 1, 2009 (-2157 days) · Other · moved with a team
- M••••• O•• M••••••••• L•• to I••••• F•••••••• C•••••••••left Dec 31, 2004, registered Mar 11, 2005 (70 days) · Other
- O•••• W•••••• I••• to M••••• O•• M••••••••• L••left May 3, 2004, registered Jun 11, 2003 (-327 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address