RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• C•••••
- C••••• W••••• M••••••••• no RAUM currentsince Sep 3, 2026 · Metairie, La
- S•••• W••••• M••••••••• L•• BD affiliatedNov 27, 2017 to Sep 3, 2026 · Metairie, La
- S••••••••• A•••••• A•••••••• I••• formerApr 9, 2002 to Nov 3, 2017 · Metairie, La
- S•••• W••••• M••••••••• L•• to C••••• W••••• M•••••••••left Sep 3, 2026, registered Sep 3, 2026 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S••••••••• A•••••• A•••••••• I••• to S•••• W••••• M••••••••• L••left Nov 3, 2017, registered Nov 27, 2017 (24 days) · Other
- R••••• J••••• C••••• left S•••• W••••• M••••••••• L•• for C••••• W••••• M••••••••• (registered 2026-09-03)Sep 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address