DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• I••• N•

E••••••• L••state registeredCincinnati, OhIA-onlyIAPD 2176673

Feed of 09/14/2026

Also filed as E•••••••• I Na

At current firm

11 y

since Feb 4, 2015

In the industry

40 y

since Jan 1, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••••• L•• state registered current
since Feb 4, 2015 · Cincinnati, Oh
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Feb 22, 2013 to Dec 31, 2014 · Columbus, Oh
E•• F•••••••• A••••••• independent RIA
Jul 30, 2010 to Dec 31, 2012 · Cincinnati, Oh
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to Aug 12, 2010 · Cincinnati, Oh
C•••••••• I••••••••• R•••••••• I••• unclassified
Jan 4, 2005 to Mar 28, 2005 · Cincinnati, Oh
T••••••••• F•••••••• A•••••••• L•• BD affiliated
May 25, 2001 to Dec 31, 2004 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

T••••••••• F•••••••• A•••••••• L•• to E••••••• L••
left Dec 31, 2014, registered Feb 4, 2015 (35 days) · Other
E•• F•••••••• A••••••• to T••••••••• F•••••••• A•••••••• L••
left Dec 31, 2012, registered Feb 22, 2013 (53 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to E•• F•••••••• A•••••••
left Aug 12, 2010, registered Jul 30, 2010 (-13 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R•••••••• I•••
left Dec 31, 2004, registered Jan 4, 2005 (4 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address