RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R•••••• F•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · West Bloomfield, Mi
- S•• BD affiliatedNov 15, 2021 to Dec 17, 2021 · West Bloomfield, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to May 28, 2015 · Farmington Hills, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 1, 2007 to Oct 5, 2009 · Bloomfield Hills, Mi
- S•• to C••••• I••••••••• A••••••• L••left Dec 17, 2021, registered Mar 21, 2024 (825 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to S••left May 28, 2015, registered Nov 15, 2021 (2363 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address