DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••• E••••• A•••
Feed of 09/15/2026
Also filed as Shark A•••
At current firm
1 y
since Jul 10, 2025
In the industry
34 y
since Feb 14, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Rochester, Ny
- C•••••• G•••• • C• I•• formerApr 25, 2007 to Jul 10, 2025 · Rochester, Ny
- H••• S••••••••• •••• I••• BD affiliatedJun 13, 2006 to Apr 26, 2007 · Holley, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 12, 2005 to Mar 21, 2006 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- H••• S••••••••• •••• I••• to C•••••• G•••• • C• I••left Apr 26, 2007, registered Apr 25, 2007 (-1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to H••• S••••••••• •••• I•••left Mar 21, 2006, registered Jun 13, 2006 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address